Third-party risk Management

Could a data-driven, risk-based approach to third-party risk management (TPRM) help your organization make more informed decisions about who you work with?



What’s different about Moody’s solutions for third party risk management?

Moody’s solutions can bring together entity intelligence, risk signals, and analytical context to help support third-party risk assessment across financial, compliance, and other operational areas.

 

Rather than treating third-party risk as a standalone workflow, the same underlying data can be applied across multiple use cases, including sanctions screening, adverse media, ownership analysis, sustainability, cyber, and financial risk, helping teams work from a shared, data-driven foundation.


Compliance TPRM





SMARTER THIRD-PARTY RISK MANAGEMENT

Increase visibility into third-party risk

Moody's for Compliance can help teams assess potential risks across your third-party network, including customers, suppliers, and extended networks, including your suppliers’ suppliers.

Assess risk signals across entities, including financial health and cyber risk to beneficial ownership and shell company indicators, to support a clearer view of who you’re doing business with. 




Third-party risk management solutions

Moody’s data, analytics, and workflow capabilities support third-party risk activities across onboarding, due diligence, and ongoing monitoring.

  • Apply risk policies through configurable workflows designed to support third-party onboarding and periodic review
  • Bring together due diligence checks using Moody’s datasets, including entity identity, ownership, and other risk indicators
  • Incorporate global data coverage on private companies and complex ownership structures
  • Support third-party risk assessment processes across jurisdictions and extended supplier networks

Moody's for Compliance

Apply risk policies through configurable workflows, bring together due diligence checks, and support case management and collaboration.

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Orbis

Access global data on millions of entities, including private companies, with information on ownership structures and corporate hierarchies.

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Grid

Moody's Grid is a comprehensive global risk database that consolidates adverse media, sanctions, watchlists, and politically exposed persons (PEPs) into structured risk profiles for compliance and due diligence purposes.

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Entity verification API

Access global entity data and risk insights from millions of companies across 200+ countries and jurisdictions.

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Third party risk management as a continuous program

Third-party risk management is often approached as a set of discrete tasks. In practice, it could be viewed as an ongoing lifecycle that connects how third parties are analyzed, assessed, and monitored over time.


01 Design: establishing the risk framework

Design: establishing the risk framework

TPRM programs are typically built on a consistent approach to identifying third parties, defined risk categories, and clear criteria for evaluating risk.

At this stage, organizations normally capture core information such as ownership and control structures, geographic footprint, and relevant risk indicators, creating a shared basis for assessing risk across suppliers, vendors, and partners.

02 Implementation: operationalizing risk decisions

Implementation: operationalizing risk decisions

Implementation may be reflected in repeatable workflows that connect onboarding, due diligence, and ongoing monitoring activities.


Risk checks, documentation, and escalation pathways are incorporated into defined processes, supporting coordination across teams and a shared view of third-party risk information.

03 Evolution: maintaining coverage and relevance

Evolution: maintaining coverage and relevance

As third-party networks change and risk exposure changes, TPRM programs are commonly revisited to assess coverage, consistency, and visibility.


Program evolution might look at how risk information remains current, comparable across regions, and aligned with internal priorities.

Viewed as a lifecycle, TPRM can function as an ongoing organizational capability, linking design, execution, and review through shared data, integrated risk perspectives, and coordinated workflows.

Get in touch to talk about how we can support your continuous TPRM program. 


5 key TPRM considerations

Modeling third-party risk management

A model that helps unify people, processes, and technology can create greater visibility over where risks lie in a third-party network.

Here are 5 considerations for third-party risk management across your network.




5 considerations for third-party risk management

1 – Third-party risk approaches vary across organizations, reflecting differences in structure, operating model, and risk profile

2- Risk exposure can be influenced by multiple factors, including regulatory changes, external events, and evolving potential threats

3 – Visibility into third-party risk depends on the consistency of data and how onboarding and monitoring activities are connected

4— A more connected TPRM approach can help identify overlapping processes and manual effort, supporting a more consistent view of risk across activities

5— A more consistent and connected approach may support the identification and remediation of gaps in third-party coverage across data and processes




Chartis Financial Crime and Compliance50
Most Innovative Sanctions and PEPs Data Solution
Category winner for perpetual KYC
Category winner for shell company detection
RiskTech100 2024
Leader for Financial Crime Data
Category leader for KYC data solutions
Category leader for KYC solutions
Category leader for CLM solutions for wealth management
Category Leader for FRAML Solutions
Best AI-based solution for fraud prevention
Featured on the AIFinTech100 list
Risk Technology Awards 2023: Anti-Fraud Product of the Year

Third-party risk management

TPRM News and views

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Supplier risk management programs: 5 components to consider

Supplier ecosystems continue to be substantially interconnected. Organizations now rely on complicated networks of third-party partners and suppliers to deliver goods and services.

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Energy supply chains under sustained stress and the evolving nature of supplier risk

Energy supplier risk is becoming a core operational concern. Find out how geopolitical pressure, infrastructure renewal, and digitalization are reshaping dependencies, and why suppliers now sit closer to system resilience.

BIS
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EU Forced Labor regulations — what’s changing and why it matters

European Union (EU) rules on forced labor are tightening, with a new product ban and mandatory due diligence regime that looks set to transform expectations on how companies manage human rights-related risks in their supply chains.

BIS
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BIS 50% Rule – what is it and what has changed?

The Bureau of Industry and Security (BIS), part of the US Department of Commerce, plays a key role in safeguarding national security and foreign policy interests through export controls. A central tool in this effort is the Entity List, which restricts certain foreign individuals, organizations, and government agencies from accessing US-origin goods, software, and technology.

BIS
blog
How to limit cyber risks in your supply chains

Andrei Quinn-Barabanov shares practical ways to tackle three of the largest causes of cyber supply chain incidents that can negatively impact your company’s operations and performance.

article
Money laundering 101: How criminals launder money

With criminals using new technology and digital methods to launder cash, we explore these tactics, and the actions and regulations used to support AML and CTF efforts.

  • Compliance & TPRM
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UBOs (Ultimate Beneficial Ownership) and the fight against money laundering

It is time to take stock of the world of UBO definitions, disclosures, and data—and consider its role in the fight against financial crime and money laundering.

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Moody’s wins five categories in Chartis Financial Crime and Compliance50, 2025

On February 27, 2025, Chartis Research published its second Financial Crime and Compliance (FCC50) ranking and report. The FCC50 report evaluated nearly 300 vendors across core financial crime disciplines and identified 50 leaders in financial crime and compliance.

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FATF Recommendation 16: four possible implications and data considerations on the revision

2024 has seen a lot of focus on one of the Financial Action Task Force (FATF)’s consultation processes in relation to proposed revisions of its Recommendation 16, commonly known as the "Travel Rule."

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KYB and why it’s important for corporate onboarding

Know Your Business or KYB due diligence is essential when onboarding and monitoring corporate customers and suppliers as part of compliance and risk management. 

  • Compliance & TPRM
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The complexities of a shell company operation

Shell companies with no significant assets or business operations can be used for both legitimate and illegitimate purposes. Although shell companies are not illegal, financial criminals typically make use of them to disguise ultimate beneficial ownership.

  • Compliance & TPRM
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PEPs screening using integrated risk assessment

Politically Exposed Persons or PEPs can be tied to various areas of financial risk—such as fraud, corruption, money laundering—making it important to understand if someone is a PEP before they are onboarded to your customer or supplier network.

  • Compliance & TPRM
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Media interview: The impact of money laundering for the wider economy

Choon Hong Chua, Head of Financial Crime Practice Group for APAC and the Middle East, was recently interviewed by Singapore radio station MONEY FM 89.3. In this interview, he unpacks the wider impact of the recent money laundering case making headlines in Singapore.

  • Compliance & TPRM
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Moody’s research reveals low public understanding of Politically Exposed Persons (PEPs)

New research released by Moody's has highlighted low awareness around the world about Politically Exposed Persons (PEPs) and the risks they can be connected to.

  • Compliance & TPRM


GET IN TOUCH

Request a demo

Please get in touch to discuss your approach to third-party risk management or supplier due diligence – we would love to talk to you.